Below is information about COMPLIANCE OFFICERS CORPORATES MODULE STUDY MATERIAL from a variety of sources. Please take a look at the materials that our team has selected for you.
http://www.tutioncentral.com/2012/02/compliance-officers-corporates-module.html
The Compliance Officers (Corporates) module tests the candidates on their knowledge of the relevant rules, regulations and guidelines governing the corporates such as the Companies Act. Those of you, interested in taking the test in this module need to refer to the Companies Act, SC(R)A, Depositories Act etc as per the curriculum.
https://www.easygenerator.com/en/blog/compliance/corporate-compliance-training-modules/
Check out our full guide on compliance training. 5 modules of corporate compliance training. While some corporate compliance training modules may be more relevant to your organization than others, these are some important ones to pay attention to: Anti-harassment training. No one should show up to work worrying about getting harassed in any way.
https://integratedservice.org/tests/9df96c50707283669b1c7bff52344598/Corporate%20Compliance%20Training%20Module.pdf
RESPONSIBILITIES. • Corporate Compliance Officer (CCO) • Serves as the internal and external point of contact for overall corporate compliance issues • Monitors the Corporate Compliance Program including auditing, investigative and reporting processes • Communicates with leadership • Provides specific guidance and ongoing education to staff members expected to …
https://www.caclubindia.com/forum/compliance-officer-brokers-module-ncfm-study-material--131697.asp
I would like to sit for Compliance Officers (Brokers) Module exam conducted by NSE under NCFM scheme. But I heard from NSE,s site that NSE is not providing any study material for this test. they just gave the items of subject over which test would be conducted and these items are as follows; 1.SEBI ACT. 2.SCRA.
https://www.sidc.com.my/wp-content/uploads/2020/01/191029-Module-11-Study-Outline-Jan-to-June-2020-final.pdf
Module 11: Fundamentals of Compliance. 2. STUDY OUTLINE MODULE 11: FUNDAMENTALS OF COMPLIANCE. This examination is designed to test a candidate’s knowledge and understanding on the concepts and rules and regulations pertaining to the compliance function. It is one of the examinations to be passed by individuals who intend to hold the position of Head of …
https://www.ministryofcompliance.nl/en/courses/compliance-officer-training/
Diploma: Qualified Compliance Officer (QCO) Upon completion of the course, you will receive a diploma and may use the title ‘Qualified Compliance Officer’. Study material and tools The theory is presented in an attractive online learning environment. All students are matched with a personal mentor who supports them during the training program.
https://www.valamis.com/hub/compliance-training
It is in your organization’s best interest to explore compliance training for those rules, to protect both the organization as a whole and your employees. 1. Information security training. This training focuses on computer security. From using strong passwords to being aware of email scams to safe internet habits.
https://expandtheknowledge.blogspot.com/2008/02/ncfm-model-test-paper-compliance.html
Q57. For implementation of ESOS and ESPS as per the SEBI (ESOS and ESPS) Guidelines 1999, till the stage of framing the ESOS/ESPS and obtaining the in-principal approval from the stock exchange the company shall appoint a ______________. [ 2 Marks ] (a) registered banker. (b) registered merchant banker.
http://www.intelivisto.com/cisi-nism-ncfm/NCFM-Modules.do
Corporate Governance Module: 23: Compliance Officers (Brokers) Module: 24: Compliance Officers (Corporates) Module: 25: Information Security Auditors Module (Part-1) & Information Security Auditors Module (Part-2) 26: Modules of National Institute of Securities Markets (NISM) 27: Modules of Financial Planning Standards Board India (Certified ...
https://certificationstudymaterial.blogspot.com/2008/08/ncfm-modules.html
Curriculum of these modules: Basic ModuleAdvisors Module The study material for these two modules is available for sale at AMFI's office : ASSOCIATION OF MUTUAL FUNDS IN INDIA 709, RAHEJA CENTRE, FREE PRESS JOURNAL MARG, NARIMAN POINT, MUMBAI - 400 021. Telephone Nos.: 6610 1886/7, 2287 6338/9 Fax Nos.: 6610 1889 / 6610 1916 e-mail: …
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