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https://www.semlerbrossy.com/wp-content/uploads/ATD-Can-Officers-Sell-Stock.pdf
https://blog.colonialstock.com/complete-index-corporate-officer-and-titles/
In the US, it is typically required for publicly traded companies to have at least a few corporate officers. Some companies have dozens. It is also not uncommon for private or non-profit companies to create corporate officer positions. As with any job title, the duties assumed by a corporate officer at one firm may differ from those assumed at another, but broad …
https://finance.yahoo.com/news/corporate-officer-coursera-trades-669-152350231.html
Shravan Goli, Corporate Officer at Coursera (NYSE: COUR ), made a large buy and sell of company shares on September 13, according to a new SEC filing. What Happened: A Form 4 filing from the U.S ...
https://finance.yahoo.com/news/corporate-officer-mediaalpha-trades-140k-161917445.html
MAX. Jeff Sweetser, Corporate Officer at Mediaalpha (NYSE: MAX ), made a large buy and sell of company shares on October 4, according to a new SEC filing. What Happened: A Form 4 filing from the U ...
https://www.upcounsel.com/corporate-officer-definition
https://www.sec.gov/education/smallbusiness/goingpublic/officersanddirectors
Transaction reporting by officers, directors and 10% shareholders. Section 16 of the Exchange Act applies to an SEC reporting company's directors and officers, as well as shareholders who own more than 10% of a class of the company's equity securities registered under the Exchange Act. The rules under Section 16 require these “insiders” to ...
https://www.stimmel-law.com/en/articles/corporate-officers-duties-and-fiduciary-responsibilities
The Three Basic Types of Fiduciary Duties. Most states, including California, maintain three basic fiduciary duties. 1) Duty of Care – directors and officers must use care and be diligent when making decisions on behalf of the corporation and its shareholders (who are the true owners of the corporation). Directors and officers meet their duty ...
https://www.mystockoptions.com/content/are-share-sales-by-executives-and-directors-of-public-company-subject-to-securities-law-restrictions
Yes. In addition to the prohibition against insider trading, company stock held by an "affiliate" (e.g. any director or executive officer) of a public company generally must be sold under SEC Rule 144 and Section 16.These restrictions apply whether the stock was acquired by option exercise or purchased in the open market.
https://www.sec.gov/rules/final/34-46421.htm
55 For classes of securities listed on the New York Stock Exchange, the American Stock Exchange and the Chicago Stock Exchange, filing Section 16(a) reports on EDGAR satisfies the requirements of Section 16(a)(1) (as amended) and Rule 16a-3(c) to file the reports with the exchange on which the securities are listed. See staff no-action letters ...
https://www.investopedia.com/ask/answers/08/blackout-period.asp
Insider trading is using non-public information to profit or to prevent a loss in the stock market. ... a corporate merger or acquisitions, …
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