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https://www.lexology.com/library/detail.aspx?g=470e5e9a-0bf7-4a5e-8d77-65f2504699fd#:~:text=The%20definition%20of%20Section%2016%20officer%20is%20designed,reporting%20lines%20often%20will%20help%20inform%20the%20analysis.
https://www.williamsmullen.com/news/who-are-your-section-16-officers
For the most part, determining your Section 16 officers is a fairly routine matter, and the SEC respects and rarely challenges these determinations due to their fact-sensitive nature. The SEC recently made such a challenge, however, and lost in a federal court case involving a company’s conclusions regarding its own officers. The SEC similarly defines an …
https://www.lexology.com/library/detail.aspx?g=470e5e9a-0bf7-4a5e-8d77-65f2504699fd
Certain officers are specifically deemed to be an “officer” under Section 16, including the company’s president, principal financial …
https://www.investopedia.com/terms/s/section-16.asp
Section 16 is a section of the Securities Exchange Act of 1934 that describes the regulatory filing responsibilities of directors, officers, …
https://www.sec.gov/education/smallbusiness/goingpublic/officersanddirectors
Transaction reporting by officers, directors and 10% shareholders. Section 16 of the Exchange Act applies to an SEC reporting company's directors and officers, as well as shareholders who own more than 10% of a class of the company's equity securities registered under the Exchange Act. The rules under Section 16 require these “insiders” to report most of …
https://www.lexology.com/library/detail.aspx?g=f5cb4c19-75f9-416d-9d3b-0d7293b02e2e
The SEC similarly defines an “officer” in Rule 16a-1 (f) and an “executive officer” in Rule 3b-7, both under the Securities Exchange Act of 1934 (the “Exchange Act”). Rule 16a-1 (f ...
https://www.sec.gov/divisions/corpfin/guidance/sec16interp.htm
Answer: Yes. The officer's purchase would be subject to Section 16, and the officer would be required to file a Form 3 within 10 days of the reincorporation and a Form 4 reporting both the purchase and sale of the common shares following the sale of those shares.
https://www.lawinsider.com/clause/section-16-officer
SECTION 16 OFFICER. Upon Employee 's resignation as Senior Vice President and Chief Financial Officer, SS&C does not consider Employee to be one of its "executive officers" within the meaning of Rule 3b-7 under the Securities Exchange Act of 1934, as amended (the "Exchange Act") nor an "officer" within the meaning of Rule 16a-1 (f) under the Exchange Act.
https://www.securitieslawyer101.com/2013/section-16-reporting/
Section 16 (a) of the Exchange Act of 1934 (the “Exchange Act”) requires the reporting of beneficial ownership by the officers, directors and stockholders who hold stock directly or indirectly, beneficially owning more than 10% of the company’s common stock or other class of equity securities registered under Section 12 (b) or 12 (g) of ...
https://h2o.law.harvard.edu/text_blocks/1012
SECURITIES EXCHANGE ACT OF 1934 [A S A MENDED THROUGH P.L. 112-158, APPROVED A UGUST 10, 2012]. SEC. 16. DIRECTORS, OFFICERS, AND PRINCIPAL STOCKHOLDERS. (a) DISCLOSURES REQUIRED.— (1) DIRECTORS, OFFICERS, AND PRINCIPAL STOCKHOLDERS REQUIRED TO FILE.—Every person who is directly or indirectly the beneficial owner of more …
https://www.law.cornell.edu/cfr/text/17/240.16a-2
Any person who is the beneficial owner, directly or indirectly, of more than ten percent of any class of equity securities (“ten percent beneficial owner”) registered pursuant to section 12 of the Act (15 U.S.C. 78 l), any director or officer of the issuer of such securities, and any person specified in section 30(h) of the Investment Company Act of 1940 (15 U.S.C. 80a-29(h)), including ...
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