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https://corporatecompliancehq.org/chief-compliance-officer-role-and-responsibilities/#:~:text=The%20chief%20compliance%20officer%20of%20an%20organization%20or,reports%20directly%20to%20the%20Chief%20Executive%20Officer%20%28CEO%29.
https://www.nnoa-camppendleton.org/officer/who-does-compliance-officer-report-to-best-solution.html
The CCO typically reports to the chief executive officer or the chief legal officer. Who does the compliance officer and compliance committee report to? The compliance officer administers the program and the audit committee has oversight responsibilities. In some organizations the compliance officer may report to the audit committee as well as to a senior …
https://fcpablog.com/2010/06/14/who-does-your-chief-compliance-officer-report-to/
Susan Ponce, Senior Vice President and Chief Ethics and Compliance Officer responded, “At Halliburton, the Chief Ethics and Compliance Officer reports directly to the company’s Board of Directors, advising both the Audit Committee and the full Board on all matters relating to legal compliance issues.
https://corporatecompliancehq.org/what-does-a-corporate-compliance-officer-do/
In such cases, the corporate compliance officer is considered secondary to the chief compliance officer. In any case, the corporate compliance officer usually works with senior management or directly with executives and the board of directors.
https://www.corporatecomplianceinsights.com/role-of-a-corporate-compliance-officer/
Traditionally viewed as a compliance cop, the CCO is being called upon to champion corporate integrity, accountability and ethics. Increasingly, CCOs are now responsible for instilling a “culture of compliance” within the organization. Today, a CCO is likely to be a senior corporate official in charge of overseeing and managing compliance ...
https://docest.com/who-should-a-chief-compliance-officer-report-to
Susan Ponce, Senior Vice President and Chief Ethics and Compliance Officer of Halliburton responded, “At Halliburton, the Chief Ethics and Compliance Officer reports directly to the company’s Board of Directors, advising both the Audit Committee and the full Board on all matters relating to legal compliance issues. We structured the CEC Office that way in order to …
https://corporatecompliancehq.org/chief-compliance-officer-role-and-responsibilities/
Therefore, the chief compliance officer reports directly to the Chief Executive Officer (CEO). In some companies, the chief compliance officer also works with and reports to the Chief Financial Officer (CFO), Chief Risk Officer (CRO), and the Chief Information Officer (CIO).
https://thepractice.law.harvard.edu/article/the-chief-compliance-officer/
Historically, in large publicly traded corporations, the compliance and ethics function was overseen by the chief legal officer (CLO) of the company (which could be the CLO or the GC). Often, the compliance function reported to the GC, and sometimes the GC simultaneously served in the CCO role. And this often remains true today.
https://www.powerdms.com/policy-learning-center/importance-of-a-corporate-compliance-officer
An effective Corporate Compliance Officer measures and evaluates compliance throughout the company, from top to bottom. They also work with other departments to coordinate compliance activities, keep abreast of compliance status, and identify trends. Investigates possible violations. While the goal is to prevent unethical, illegal, or improper ...
https://chief-compliance-officer.org/
The Chief Compliance Officer, the Vice President & Group General Counsel and the Vice President Legal Product & Technical Compliance report directly to the Member of the Board of Management for Integrity and Legal Affairs and to the Audit Committee of …
https://www.ganintegrity.com/blog/what-is-compliance-reporting/
The simplest definition is that a compliance report documents how well a company is or isn’t complying with some regulation that applies to the business. That compliance report is usually (but not always) written by the compliance officer, and it can go to several audiences—the board, senior executives, regulators, business partners, and others.
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